shorewall_code/docs/upgrade_issues.xml
2007-07-01 15:43:07 +00:00

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<!DOCTYPE article PUBLIC "-//OASIS//DTD DocBook XML V4.2//EN"
"http://www.oasis-open.org/docbook/xml/4.2/docbookx.dtd">
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<article id="upgrade_issues">
<articleinfo>
<title>Upgrade Issues</title>
<author>
<firstname>Tom</firstname>
<surname>Eastep</surname>
</author>
<pubdate><?dbtimestamp format="Y/m/d"?></pubdate>
<copyright>
<year>2002</year>
<year>2003</year>
<year>2004</year>
<year>2005</year>
<year>2006</year>
<year>2007</year>
<holder>Thomas M. Eastep</holder>
<holder></holder>
</copyright>
<legalnotice>
<para>Permission is granted to copy, distribute and/or modify this
document under the terms of the GNU Free Documentation License, Version
1.2 or any later version published by the Free Software Foundation; with
no Invariant Sections, with no Front-Cover, and with no Back-Cover
Texts. A copy of the license is included in the section entitled
<quote><ulink type="" url="copyright.htm">GNU Free Documentation
License</ulink></quote>.</para>
</legalnotice>
</articleinfo>
<section id="Important">
<title>Important</title>
<para>It is important that you read all of the sections on this page where
the version number mentioned in the section title is later than what you
are currently running.</para>
<para>In the descriptions that follows, the term
<emphasis>group</emphasis> refers to a particular network or subnetwork
(which may be <literal>0.0.0.0/0</literal> or it may be a host address)
accessed through a particular interface.</para>
<para>Examples:</para>
<simplelist columns="1" type="vert">
<member><literal>eth0:0.0.0.0/0</literal></member>
<member><literal>eth2:192.168.1.0/24</literal></member>
<member><literal>eth3:192.0.2.123</literal></member>
</simplelist>
<para>You can use the <command moreinfo="none">shorewall check</command>
command to see the groups associated with each of your zones.</para>
</section>
<section id="V4.0.0">
<title>Versions &gt;= 4.0.0-Beta7</title>
<orderedlist>
<listitem>
<para>Beginning with Shorewall 4.0.0, there is no single 'shorewall'
package. Rather there are two compiler packages (shorewall-shell and
shorewall-perl) and a set of base files (shorewall-common) required by
either compiler package.</para>
<para>Although the names of the packages are changing, you can upgrade
without having to uninstall/reinstall.</para>
<para>To repeat: <emphasis role="bold">You do not need to uninstall
any existing package.</emphasis></para>
<para>If you attempt to upgrade using the shorewall-common RPM, you
get this result:<programlisting>gateway:~ # <command>rpm -Uvh shorewall-common-4.0.0.noarch.rpm </command>
error: Failed dependencies:
shorewall_compiler is needed by shorewall-common-4.0.0-1.noarch
gateway:~ #</programlisting>You must either:<programlisting><command>rpm -Uvh shorewall-shell-4.0.0.noarch.rpm shorewall-common-4.0.0.noarch.rpm</command></programlisting>or<programlisting><command>rpm -Uvh shorewall-shell-4.0.0.noarch.rpm shorewall-perl-4.0.0.noarch.rpm shorewall-common-4.0.0.noarch.rpm</command></programlisting>If
you don't want shorewall-shell, use the second command
then<programlisting><command>rpm -e shorewall-shell</command></programlisting>If
you are upgrading using the tarball, you must install shorewall-shell
and/or shorewall-perl before you upgrade using shorewall-common.
Otherwise, the install.sh script fails with:<simplelist>
<member>ERROR: No Shorewall compiler is installed</member>
</simplelist>The shorewall-shell and shorewall-perl packages are
installed from the tarball in the expected way; untar the package, and
run the install.sh script.</para>
<para>Example 1: You have 'shorewall' installed and you want to
continue to use the shorewall-shell compiler.<programlisting><command>tar -jxf shorewall-common-4.0.0.tar.bz2
tar -jxf shorewall-shell-4.0.0.tar.bz2
cd shorewall-shell-4.0.0
./install.sh
cd ../shorewall-common-4.0.0
./install.sh
shorewall check
shorewall restart</command></programlisting>Example 2: You have shorewall
3.4.4 and shorewall-perl 4.0.0-Beta7 installed and you want to upgrade
to 4.0. You do not need the shell-based compiler.<programlisting><command>tar -jxf shorewall-common-4.0.0.tar.bz2
tar -jxf shorewall-perl-4.0.0.tar.bz2
cd shorewall-perl-4.0.0
./install.sh
cd ../shorewall-common-4.0.0
./install.sh
shorewall check
shorewall restart</command></programlisting> The RPMs are set up so that if
you upgrade an existing Shorewall installation as part of a
distribution upgrade and you have not already installed
shorewall-perl, then you will end up with Shorewall-common and
Shorewall-shell installed.</para>
</listitem>
<listitem>
<para>The ROUTE_FILTER and LOG_MARTIANS options in shorewall.conf work
slightly differently in Shorewall 4.0.0. In prior releases, leaving
these options empty was equivalent to setting them to 'No' which
caused the corresponding flag in /proc to be reset for all interfaces.
Beginning in Shorewall 4.0.0, leaving these options empty causes
Shorewall to leave the flags in /proc as they are. You must set the
option to 'No' in order to obtain the old behavior.</para>
</listitem>
</orderedlist>
</section>
<section id="V3.4.0">
<title>Versions &gt;= 3.4.0-Beta1</title>
<orderedlist>
<listitem>
<para>Shorewall supports the notion of "default actions". A default
action defines a set of rules that are applied before a policy is
enforced. Default actions accomplish two goals:</para>
<orderedlist numeration="loweralpha">
<listitem>
<para>Relieve log congestion. Default actions typically include
rules to silently drop or reject traffic that would otherwise be
logged when the policy is enforced.</para>
</listitem>
<listitem>
<para>Insure correct operation. Default actions can also avoid
common pitfalls like dropping connection requests on TCP port 113.
If these connections are dropped (rather than rejected) then you
may encounter problems connecting to internet services that
utilize the AUTH protocol of client authentication.</para>
</listitem>
</orderedlist>
<para>In prior Shorewall versions, default actions (action.Drop and
action.Reject) were defined for DROP and REJECT policies in
<filename>/usr/share/shorewall/actions.std</filename>. These could be
overridden in <filename>/etc/shorewall/actions</filename>.</para>
<para>This approach has two drawbacks:</para>
<orderedlist numeration="loweralpha">
<listitem>
<para>All DROP policies must use the same default action and all
REJECT policies must use the same default action.</para>
</listitem>
<listitem>
<para>Now that we have <ulink
url="Modularization.html">modularized action processing</ulink>,
we need a way to define default rules for a policy that does not
involve actions.</para>
</listitem>
</orderedlist>
<para>If you have not overridden the defaults using entries in
<filename>/etc/shorewall/actions</filename> then you need make no
changes to migrate to Shorewall version 3.4. If you have overridden
either of these entries, then please read on.</para>
<para>The change in version 3.4 is two-fold:</para>
<itemizedlist>
<listitem>
<para>Four new options have been added to the
<filename>/etc/shorewall/shorewall.conf</filename> file that allow
specifying the default action for DROP, REJECT, ACCEPT and
QUEUE.</para>
<para>The options are DROP_DEFAULT, REJECT_DEFAULT, ACCEPT_DEFAULT
and QUEUE_DEFAULT.</para>
<para>DROP_DEFAULT describes the rules to be applied before a
connection request is dropped by a DROP policy; REJECT_DEFAULT
describes the rules to be applied if a connection request is
rejected by a REJECT policy. The other two are similar for ACCEPT
and QUEUE policies. The value assigned to these may be:</para>
<orderedlist numeration="loweralpha">
<listitem>
<para>The name of an action.</para>
</listitem>
<listitem>
<para>The name of a macro.</para>
</listitem>
<listitem>
<para>'None' or 'none'</para>
</listitem>
</orderedlist>
<para>The default values are:</para>
<simplelist>
<member>DROP_DEFAULT="Drop"</member>
<member>REJECT_DEFAULT="Reject"</member>
<member>ACCEPT_DEFAULT=none</member>
<member>QUEUE_DEFAULT=none</member>
</simplelist>
<para>If USE_ACTIONS=Yes, then these values refer to action.Drop
and action.Reject respectively. If USE_ACTIONS=No, then these
values refer to macro.Drop and macro.Reject.</para>
<para>If you set the value of either option to "None" then no
default action will be used and the default action or macro (if
any) must be specified in
<filename>/etc/shorewall/policy</filename>.</para>
</listitem>
<listitem>
<para>The POLICY column in /etc/shorewall/policy has been
extended.</para>
<para>In <filename>/etc/shorewall/policy</filename>, when the
POLICY is DROP, REJECT, ACCEPT or QUEUE then the policy may be
followed by ":" and one of the following:</para>
<orderedlist numeration="loweralpha">
<listitem>
<para>The word "None" or "none". This causes any default
action defined in
<filename>/etc/shorewall/shorewall.conf</filename> to be
omitted for this policy.</para>
</listitem>
<listitem>
<para>The name of an action (requires that USE_ACTIONS=Yes in
<filename>shorewall.conf</filename>). That action will be
invoked before the policy is enforced.</para>
</listitem>
<listitem>
<para>The name of a macro. The rules in that macro will be
applied before the policy is enforced. This does not require
USE_ACTIONS=Yes.</para>
</listitem>
</orderedlist>
</listitem>
</itemizedlist>
<para>Example:</para>
<programlisting>#SOURCE DEST POLICY LOG
# LEVEL
loc net ACCEPT
net all DROP:MyDrop info
#
# THE FOLLOWING POLICY MUST BE LAST
#
all all REJECT:MyReject info</programlisting>
</listitem>
<listitem>
<para>The 'Limit' action is now a builtin. If you have 'Limit' listed
in <filename>/etc/shorewall/actions</filename>, remove the entry. Also
remove the files <filename>/etc/shorewall/action.Limit</filename>
and/or <filename>/etc/shorewall/Limit</filename> if you have
them.</para>
</listitem>
<listitem>
<para>This issue only applies if you have entries in
<filename>/etc/shorewall/providers</filename>.</para>
<para>Previously, Shorewall has not attempted to undo the changes it
has made to the firewall's routing as a result of entries in
<filename>/etc/shorewall/providers</filename> and
<filename>/etc/shorewall/routes</filename>. Beginning with this
release, Shorewall will attempt to undo these changes. This change can
present a migration issue in that the initial routing configuration
when this version of Shorewall is installed has probably been changed
by Shorewall already. Hence, when Shorewall restores the original
configuration, it will be installing a configuration that the
previously-installed version has already modified.</para>
<para>The steps to correcting this after you have installed version
3.4 or later of Shorewall are as follows:</para>
<orderedlist numeration="loweralpha">
<listitem>
<para><command>shorewall[-lite] stop</command></para>
</listitem>
<listitem>
<para>Remove the files
<filename>/var/lib/shorewall[-lite]/default_route</filename> and
<filename>/var/lib/shorewall[-lite]/undo_routing</filename> if
they exist.</para>
</listitem>
<listitem>
<para>Either restart networking or reboot.</para>
</listitem>
<listitem>
<para><command>shorewall[-lite] start</command></para>
</listitem>
</orderedlist>
</listitem>
<listitem>
<para>This issue only applies if you run Shorewall Lite.</para>
<para>The <filename>/etc/shorewall-lite/shorewall.conf</filename> file
has been renamed
<filename>/etc/shorewall-lite/shorewall-lite.conf</filename>. When you
upgrade, your <filename>shorewall.conf</filename> file will be renamed
<filename>shorewall-lite.conf</filename>.</para>
</listitem>
</orderedlist>
</section>
<section id="V3.2.0">
<title>Version &gt;= 3.2.0</title>
<orderedlist>
<listitem>
<para>If you are upgrading from version 2.4 or earlier, please read
the 3.0.0 upgrade considerations below.</para>
</listitem>
<listitem>
<para>A number of macros have been split into two. The macros affected
are:</para>
<simplelist>
<member>IMAP</member>
<member>LDAP</member>
<member>NNTP</member>
<member>POP3</member>
<member>SMTP</member>
</simplelist>
<para>Each of these macros now handles only traffic on the native
(plaintext) port. There is a corresponding macro with S added to the
end of the name for the SSL version of the same protocol. Thus each
macro results in the insertion of only one port per invocation. The
Web macro has not been split, but two new macros, HTTP and HTTPS have
been created. The Web macro is deprecated in favour of these new
macros, and may be removed from future Shorewall releases.</para>
<para>These changes have been made to ensure no unexpected ports are
opened due to the use of macros.</para>
</listitem>
<listitem>
<para>In previous Shorewall releases, DNAT and REDIRECT rules
supported a special syntax for exclusion of a subnet from the effect
of the rule.</para>
<para>Example:</para>
<blockquote>
<para>Z2 is a subzone of Z1:</para>
<programlisting>DNAT Z1!Z2 loc:192.168.1.4 ...</programlisting>
</blockquote>
<para>That feature has never worked correctly when Z2 is a dynamic
zone. Furthermore, now that Shorewall supports exclusion lists, the
capability is redundant since the above rule can now be written in the
form:</para>
<programlisting>DNAT Z1:!&lt;list of exclusions&gt; loc:192.168.1.4 ...</programlisting>
<para>Beginning with Shorewall 3.2.0, the special exclusion syntax
will no longer be supported.</para>
</listitem>
<listitem>
<para>Important if you use the QUEUE target.</para>
<para>In the /etc/shorewall/rules file and in actions, you may now
specify 'tcp:syn' in the PROTO column. 'tcp:syn' is equivalent to
'tcp' but also requires that the SYN flag is set and the RST, FIN and
ACK flags be off ("--syn" is added to the iptables rule).</para>
<para>As part of this change, Shorewall no longer adds the "--syn"
option to TCP rules that specify QUEUE as their target.</para>
</listitem>
<listitem>
<para>Extension Scripts may require change</para>
<para>In previous releases, extension scripts were executed during
<command>[re]start</command> by using the Bourne Shell "." operator.
In addition to executing commands during <command>[re]start</command>,
these scripts had to "save" the commands to be executed during
<command>shorewall restore</command>.</para>
<para>This clumsiness has been eliminated in Shorewall 3.2. In
Shorewall 3.2, extension scripts are copied in-line into the compiled
program and are executed in-line during <command>start</command>,
<command>restart</command> and <command>restore</command>. This
applies to all extension scripts except those associated with a chain
or action -- those extension scripts continue to be processed at
compile time.</para>
<para>This new approach has two implications for existing
scripts.</para>
<orderedlist numeration="loweralpha">
<listitem>
<para>It is no longer necessary to save the commands; so functions
like 'save_command', 'run_and_save_command' and
'ensure_and_save_command' need no longer be called. The generated
program will contain functions with these names:</para>
<simplelist>
<member>save_command() - does nothing</member>
<member>run_and_save_command() - runs the passed
command</member>
<member>ensure_and_save_command() - runs the passed command and
stops the firewall if the command fails.</member>
</simplelist>
<para>These functions should provide for transparent migration of
scripts that use them until you can get around to eliminating
their use completely.</para>
</listitem>
<listitem>
<para>When the extension script is copied into the compiled
program, it is indented to line up with the surrounding code. If
you have 'awk' installed on your system, the Shorewall compiler
will correctly handle line continuation (last character on the
line = "\"). If you do not have awk, it will not be possible to
use line-continuation in your extension scripts. In no case is it
possible to continue a quoted string over multiple lines without
having additional whitespace inserted into the string.</para>
</listitem>
</orderedlist>
</listitem>
<listitem>
<para>Beginning with this release, the way in which packet marking in
the PREROUTING chain interracts with the 'track' option in
/etc/shorewall/providers has changed in two ways:</para>
<orderedlist numeration="loweralpha">
<listitem>
<para>Packets arriving on a tracked interface are now passed to
the PREROUTING marking chain so that they may be marked with a
mark other than the 'track' mark (the connection still retains the
'track' mark).</para>
</listitem>
<listitem>
<para>When HIGH_ROUTE_MARKS=Yes, you can still clear the mark on
packets in the PREROUTING chain (i.e., you can specify a mark
value of zero).</para>
</listitem>
</orderedlist>
</listitem>
<listitem>
<para>Kernel version 2.6.16 introduces 'xtables', a new common packet
filtering and connection tracking facility that supports both IPv4 and
IPv6. Because a different set of kernel modules must be loaded for
xtables, Shorewall now includes two 'modules' files:</para>
<orderedlist numeration="loweralpha">
<listitem>
<para><filename>/usr/share/shorewall/modules</filename> -- the
former <filename>/etc/shorewall/modules</filename></para>
</listitem>
<listitem>
<para>/usr/share/shorewall/xmodules -- a new file that support
xtables.</para>
</listitem>
</orderedlist>
<para>If you wish to use the new file, then simply execute this
command:</para>
<para><command>cp -f /usr/share/shorewall/xmodules
/etc/shorewall/modules</command></para>
</listitem>
<listitem>
<para>(<emphasis role="bold">Versions &gt;= 3.2.3</emphasis>)
Previously, CLASSIFY tcrules were always processed out of the
POSTROUTING chain. Beginning with this release, they are processed out
of the POSTROUTING chain *except* when the SOURCE is
$FW[:&lt;address&gt;] in which case the rule is processed out of the
OUTPUT chain.</para>
<para>With correctly-coded rulesets, this change should have no
effect. Users having incorrectly-coded tcrules may need to change
them.</para>
<para>Example:</para>
<blockquote>
<programlisting>#MARK/ SOURCE DEST PROTO DEST SOURCE
#CLASSIFY PORTS(S) PORT(S)
1:110 $FW eth3 tcp - 22</programlisting>
</blockquote>
<para>While the user may have expected this rule to only affect
traffic from the firewall itself, the rule was really equivalent to
this one:</para>
<blockquote>
<programlisting>#MARK/ SOURCE DEST PROTO DEST SOURCE
#CLASSIFY PORTS(S) PORT(S)
1:110 0.0.0.0/0 eth3 tcp - 22</programlisting>
</blockquote>
<para>So after this change, the second rule will be required rather
than the first if that is what was really wanted.</para>
</listitem>
</orderedlist>
</section>
<section id="V3.0.0">
<title>Version &gt;= 3.0.0</title>
<orderedlist>
<listitem>
<para>The "monitor" command has been eliminated.</para>
</listitem>
<listitem>
<para>The "DISPLAY" and "COMMENTS" columns in the /etc/shorewall/zones
file have been removed and have been replaced by the former columns of
the /etc/shorewall/ipsec file. The latter file has been
removed.</para>
<para>Additionally the FW option in shorewall.conf has been deprecated
and is no longer set to 'fw' by default. New users are expected to
define the firewall zone in /etc/shorewall/zones.</para>
<para>Adhering to the principle of least astonishment, the old
<filename>/etc/shorewall/ipsec</filename> file will continue to be
supported. A new IPSECFILE variable in /etc/shorewall/shorewall.conf
determines the name of the file that Shorewall looks in for IPSEC
information. If that variable is not set or is set to the empty value
then IPSECFILE=ipsec is assumed. So if you simply upgrade and don't do
something idiotic like replace your current shorewall.conf file with
the new one, your old configuration will continue to work. A dummy
'ipsec' file is included in the release so that your package manager
(e.g., rpm) won't remove your existing file.</para>
<para>The shorewall.conf file included in this release sets
IPSECFILE=zones so that new users are expected to use the <ulink
url="Documentation.htm#Zones">new zone file format</ulink>.</para>
</listitem>
<listitem>
<para>The DROPINVALID option has been removed from shorewall.conf. The
behavior will be as if DROPINVALID=No had been specified. If you wish
to drop invalid state packets, use the dropInvalid built-in
action.</para>
</listitem>
<listitem>
<para>The 'nobogons' interface and hosts option as well as the
BOGON_LOG_LEVEL option have been eliminated.</para>
</listitem>
<listitem>
<para>Most of the standard actions have been replaced by parameterized
macros (see below). So for example, the action.AllowSMTP and
action.DropSMTP have been removed an a parameterized macro macro.SMTP
has been added to replace them.</para>
<para>In order that current users don't have to immediately update
their rules and user-defined actions, Shorewall can substitute an
invocation of the a new macro for an existing invocation of one of the
old actions. So if your rules file calls AllowSMTP, Shorewall will
replace that call with SMTP/ACCEPT. Because this substitution is
expensive, it is conditional based on the setting of MAPOLDACTIONS in
shorewall.conf. If this option is set to YES or if it is not set (such
as if you are using your old shorewall.conf file) then Shorewall will
perform the substitution. Once you have converted to use the new
macros, you can set MAPOLDACTIONS=No and invocations of those actions
will go much quicker during 'shorewall [re]start'.</para>
</listitem>
<listitem>
<para>The STATEDIR variable in /etc/shorewall/shorewall.conf has been
removed. STATEDIR is now fixed at /var/lib/shorewall. If you have
previously set STATEDIR to another directory, please copy the files
from that directory to /var/lib/shorewall/ before [re]starting
Shorewall after the upgrade to this version.</para>
</listitem>
<listitem>
<para>The "shorewall status" command now just gives the status of
Shorewall (started or not-started). The previous status command has
been renamed "dump". The command also shows the state relative to the
state diagram at <ulink
url="http://shorewall.net/starting_and_stopping_shorewall.htm">http://shorewall.net/starting_and_stopping_shorewall.htm</ulink>.
In addition to the state, the time and date at which that state was
entered is shown.</para>
<para>Note that at least one "shorewall [re]start" must be issued
after upgrading to this release before "shorewall status" will show
anything but "Unknown" for the state.</para>
</listitem>
<listitem>
<para>The "shorewall forget" command now removes the dynamic blacklist
save file (/var/lib/shorewall/save).</para>
</listitem>
<listitem>
<para>In previous versions of Shorewall, the rules generated by
entries in <filename>/etc/shorewall/tunnels</filename> preceded those
rules generated by entries in
<filename>/etc/shorewall/rules</filename>. Beginning with this
release, the rules generated by entries in the tunnels file will
appear *AFTER* the rules generated by the rules file. This may cause
you problems if you have REJECT, DENY or CONTINUE rules in your rules
file that would cause the tunnel transport packets to not reach the
rules that ACCEPT them. See <ulink
url="http://www.shorewall.net/VPNBasics.html">http://www.shorewall.net/VPNBasics.html</ulink>
for information on the rules generated by entries in the tunnels
file.</para>
</listitem>
<listitem>
<para>The NEWNOTSYN and LOGNEWNOTSYN options in shorewall.conf have
been removed as have the 'newnotsyn' options in
<filename>/etc/shorewall/interfaces</filename> and
<filename>/etc/shorewall/hosts</filename>.</para>
<para>TCP new-not-syn packets may be blocked using the 'dropNotSyn' or
'rejNotSyn' built-in actions.</para>
<para>Example: Reject all new-not-syn packets from the net and log
them at the 'info' level.</para>
<programlisting>#ACTION SOURCE DEST PROTO
SECTION NEW
rejNotSyn:info net all tcp</programlisting>
<para>Note that the rule is added at the front of the NEW section of
the rules file.</para>
</listitem>
<listitem>
<para>A new TC_SCRIPT option replaces TC_ENABLED in shorewall.conf. If
the option is not set then the internal shaper (tc4shorewall by Arne
Bernin) is used. Otherwise, the script named in the variable is
used.</para>
<para>Users who currently use an
<filename>/etc/shorewall/tcstart</filename> file and wish to continue
to do so should set TC_SCRIPT=/etc/shorewall/tcstart in
shorewall.conf.</para>
</listitem>
</orderedlist>
</section>
<section id="V2.4.0">
<title>Version &gt;= 2.4.0</title>
<orderedlist>
<listitem>
<para>Shorewall now enforces the restriction that mark values used in
<filename> /etc/shorewall/tcrules</filename> are less than 256. If you
are using mark values &gt;= 256, you must change your configuration
before you upgrade.</para>
</listitem>
<listitem>
<para>The value "ipp2p" is no longer accepted in the PROTO column of
the <filename>/etc/shorewall/rules</filename> file. This support has
never worked as intended and cannot be made to work in a consistent
way. A "Howto" article on filtering P2P with Shorewall and ipp2p will
be forthcoming.</para>
</listitem>
<listitem>
<para>LEAF/Bering packages for 2.4.0 and later releases are not
available from shorewall.net. See the <ulink
url="http://leaf.sourceforge.net">LEAF site</ulink> for those
packages.</para>
</listitem>
</orderedlist>
</section>
</article>