Tom Eastep 2005-03-03 2003 2004 2005 Thomas M. Eastep Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.2 or any later version published by the Free Software Foundation; with no Invariant Sections, with no Front-Cover, and with no Back-Cover Texts. A copy of the license is included in the section entitled GNU Free Documentation License.

FTP transfers involve two TCP connections. The first control connection goes from the FTP client to port 21 on the FTP server. This connection is used for logon and to send commands and responses between the endpoints. Data transfers (including the output of ls and dir commands) requires a second data connection. The data connection is dependent on the mode that the client is operating in: Passive Mode (often the default for web browsers) -- The client issues a PASV command. Upon receipt of this command, the server listens on a dynamically-allocated port then sends a PASV reply to the client. The PASV reply gives the IP address and port number that the server is listening on. The client then opens a second connection to that IP address and port number. Active Mode (often the default for line-mode clients) -- The client listens on a dynamically-allocated port then sends a PORT command to the server. The PORT command gives the IP address and port number that the client is listening on. The server then opens a connection to that IP address and port number; the source port for this connection is 20 (ftp-data in /etc/services). You can see these commands in action using your linux ftp command-line client in debugging mode. Note that my ftp client defaults to passive mode and that I can toggle between passive and active mode by issuing a passive command: [teastep@wookie Shorewall]$ ftp ftp1.shorewall.net Connected to lists.shorewall.net. 220-=(<*>)=-.:. (( Welcome to PureFTPd 1.0.12 )) .:.-=(<*>)=- 220-You are user number 1 of 50 allowed. 220-Local time is now 10:21 and the load is 0.14. Server port: 21. 220 You will be disconnected after 15 minutes of inactivity. 500 Security extensions not implemented 500 Security extensions not implemented KERBEROS_V4 rejected as an authentication type Name (ftp1.shorewall.net:teastep): ftp 331-Welcome to ftp.shorewall.net 331- 331 Any password will work Password: 230 Any password will work Remote system type is UNIX. Using binary mode to transfer files. ftp> debug Debugging on (debug=1). ftp> ls ---> PASV 227 Entering Passive Mode (192,168,1,193,195,210) ---> LIST 150 Accepted data connection drwxr-xr-x 5 0 0 4096 Nov 9 2002 archives drwxr-xr-x 2 0 0 4096 Feb 12 2002 etc drwxr-sr-x 6 0 50 4096 Feb 19 15:24 pub 226-Options: -l 226 3 matches total ftp> passive Passive mode off. ftp> ls ---> PORT 192,168,1,3,142,58 200 PORT command successful ---> LIST 150 Connecting to port 36410 drwxr-xr-x 5 0 0 4096 Nov 9 2002 archives drwxr-xr-x 2 0 0 4096 Feb 12 2002 etc drwxr-sr-x 6 0 50 4096 Feb 19 15:24 pub 226-Options: -l 226 3 matches total ftp> Things to notice: The commands that I issued are strongly emphasized. Commands sent by the client to the server are preceded by ---> Command responses from the server over the control connection are numbered. FTP uses a comma as a separator between the bytes of the IP address; and When sending a port number, FTP sends the MSB then the LSB and separates the two bytes by a comma. As shown in the PORT command, port 142,58 translates to 142*256+58 = 36410.

Given the normal loc->net policy of ACCEPT, passive mode access from local clients to remote servers will always work but active mode requires the firewall to dynamically open a hole for the server's connection back to the client. Similarly, if you are running an FTP server in your local zone then active mode should always work but passive mode requires the firewall to dynamically open a hole for the client's second connection to the server. This is the role of FTP connection-tracking support in the Linux kernel. Where any form of NAT (SNAT, DNAT, Masquerading) on your firewall is involved, the PORT commands and PASV responses may also need to be modified by the firewall. This is the job of the FTP nat support kernel function. Including FTP connection-tracking and NAT support normally means that the modules ip_conntrack_ftp and ip_nat_ftp need to be loaded. Shorewall automatically loads these helper modules from /lib/modules/<kernel-version>/kernel/net/ipv4/netfilter/ and you can determine if they are loaded using the lsmod command. The <kernel-version> may be obtained by typing uname -r [root@lists etc]# lsmod Module Size Used by Not tainted autofs 12148 0 (autoclean) (unused) ipt_TOS 1560 12 (autoclean) ipt_LOG 4120 5 (autoclean) ipt_REDIRECT 1304 1 (autoclean) ipt_REJECT 3736 4 (autoclean) ipt_state 1048 13 (autoclean) ip_nat_irc 3152 0 (unused) ip_nat_ftp 3888 0 (unused) ip_conntrack_irc 3984 1 ip_conntrack_ftp 5008 1 ipt_multiport 1144 2 (autoclean) ipt_conntrack 1592 0 (autoclean) iptable_filter 2316 1 (autoclean) iptable_mangle 2680 1 (autoclean) iptable_nat 20568 3 (autoclean) [ipt_REDIRECT ip_nat_irc ip_nat_ftp] ip_conntrack 26088 5 (autoclean) [ipt_REDIRECT ipt_state ip_nat_irc ip_nat_ftp ip_conntrack_irc ip_conntrack_ftp ipt_conntrack iptable_nat] ip_tables 14488 12 [ipt_TOS ipt_LOG ipt_REDIRECT ipt_REJECT ipt_state ipt_multiport ipt_conntrack iptable_filter iptable_mangle iptable_nat] tulip 42464 0 (unused) e100 50596 1 keybdev 2752 0 (unused) mousedev 5236 0 (unused) hid 20868 0 (unused) input 5632 0 [keybdev mousedev hid] usb-uhci 24684 0 (unused) usbcore 73280 1 [hid usb-uhci] ext3 64704 2 jbd 47860 2 [ext3] [root@lists etc]# If you want Shorewall to load these modules from an alternate directory, you need to set the MODULESDIR variable in /etc/shorewall/shorewall.conf to point to that directory. If your FTP helper modules are compressed and have the names ip_nat_ftp.o.gz and ip_conntrack_ftp.o.gz then you will need Shorewall 1.4.7 or later if you want Shorewall to load them for you. If your helper modules have names ip_nat_ftp.ko.gz and ip_conntrack_ftp.ko.gz then you will need Shorewall 2.0.2 or later if you want Shorewall to load them for you.

The above discussion about commands and responses makes it clear that the FTP connection-tracking and NAT helpers must scan the traffic on the control connection looking for PASV and PORT commands as well as PASV responses. If you run an FTP server on a nonstandard port or you need to access such a server, you must therefore let the helpers know by specifying the port in /etc/shorewall/modules entries for the helpers. You must have modularized FTP connection tracking support in order to use FTP on a non-standard port. loadmodule ip_conntrack_ftp ports=21,49 loadmodule ip_nat_ftp ports=21,49 # NOTE: This is not necessary with kernel 2.6.11 and later! you MUST include port 21 in the ports list or you may have problems accessing regular FTP servers. If there is a possibility that these modules might be loaded before Shorewall starts, then you should include the port list in /etc/modules.conf: options ip_conntrack_ftp ports=21,49 options ip_nat_ftp ports=21,49 # NOTE: This is not necessary with kernel 2.6.11 and later! Once you have made these changes to /etc/shorewall/modules and/or /etc/modules.conf, you must either: Unload the modules and restart shorewall: rmmod ip_nat_ftp; rmmod ip_conntrack_ftp; shorewall restart Reboot

If you run an FTP server behind your firewall and your server offers a method of specifying the external IP address of your firewall, DON'T USE THAT FEATURE OF YOUR SERVER. Using that option will defeat the purpose of the ftp helper modules and can result in a server that doesn't work. If the policy from the source zone to the destination zone is ACCEPT and you don't need DNAT (see FAQ 30) then you need no rule. Otherwise, for FTP you need exactly one rule: #ACTION SOURCE DESTINATION PROTO PORT(S) SOURCE ORIGINAL # PORT(S) DESTINATION ACCEPT or <source> <destination> tcp 21 - <external IP addr> if DNAT ACTION = DNAT You need an entry in the ORIGINAL DESTINATION column only if the ACTION is DNAT, you have multiple external IP addresses and you want a specific IP address to be forwarded to your server. Note that you do NOT need a rule with 20 (ftp-data) in the PORT(S) column. If you post your rules on the mailing list and they show 20 in the PORT(S) column, I will know that you haven't read this article and I will either ignore your post or tell you to RTFM. Suppose that you run an FTP server on 192.168.1.5 in your local zone using the standard port (21). You need this rule: #ACTION SOURCE DESTINATION PROTO PORT(S) SOURCE ORIGINAL # PORT(S) DESTINATION DNAT net loc:192.168.1.5 tcp 21 #ACTION SOURCE DESTINATION PROTO PORT(S) SOURCE ORIGINAL # PORT(S) DESTINATION ACCEPT dmz net tcp 21 Note that the FTP connection tracking in the kernel cannot handle cases where a PORT command (or PASV reply) is broken across two packets. When such cases occur, you will see a console message similar to this one: Apr 28 23:55:09 gateway kernel: conntrack_ftp: partial PORT 715014972+1 I see this problem occasionally with the FTP server in my DMZ. My solution is to add the following rule: #ACTION SOURCE DESTINATION PROTO PORT(S) SOURCE ORIGINAL # PORT(S) DESTINATION ACCEPT:info dmz net tcp - 20 The above rule accepts and logs all active mode connections from my DMZ to the net.